Broker Check

Firm Oversight

Beacon provides the wealth management services. We've also partnered with two operational service-providers who work separately, yet harmoniously to serve you. These additional parties create an important separation between the advisor, trade execution and compliance, and the custodian of your money.

Nations Financial Group, Inc. is a boutique Broker-Dealer and Registered Investment Adviser established in 1998. Nations provides compliance oversight and support. Brian Stein is dually licensed under Nations as a Registered Representative (Series 7) and Investment Adviser Representative (Series 66). Nations Financial Group provides the critical function of supporting Beacon Private Wealth Management so that we can focus on serving you.  

First Clearing, an affiliate of Wells Fargo & Company, maintains custodianship of your investment assets. All statements, tax reports and transaction confirmations are produced and sent to you directly by First Clearing.  

In addition to SIPC insurance, accounts held at First Clearing are also insured through London Underwriters, led by Lloyd’s of London Syndicates.