Broker Check

Firm Oversight

Beacon Private Wealth Management's support services were established to offer clients peace of mind. Segregation of duties, powers and functions comes from that fact that there are several distinct parties working separately, yet harmoniously to serve you.

Beacon Private Wealth Management is 100% owned by Brian Stein who provides the wealth management expertise and solutions. 

Nations Financial Group, Inc. is a boutique Broker-Dealer and Investment Advisor established in 1998. Nations provides compliance oversight and support. Brian is dually licensed under Nations as a Registered Representative (Series 7) and Investment Advisor Representative (Series 66). Nations Financial Group provides the critical function of supporting Beacon Private Wealth Management so that we can focus on serving you.  

First Clearing, an affiliate of Wells Fargo & Company, is Nations Financial Group's clearing firm and maintains custodianship of your investment assets. All statements, tax reports and transaction confirmations are produced and sent to you directly by First Clearing.  

In addition to SIPC insurance, accounts held at First Clearing are also insured through London Underwriters, led by Lloyd’s of London Syndicates.